When you submit any request to us for a new Proposal or Paperwork, it is necessary that you fill out our Client Investment Profile, and the Account Profile. These two forms are attached to this article.
The Client Investment Profile will be required to be completed and signed by the client in every case for our compliance before any trades are placed within the client's new account.
The Account Profile provides us with all information we will need in order to prepare the paperwork for your clients to the best of our abilities, and the highest level of completeness.
In addition to these two imperative forms, we strongly encourage receiving complete statements and information that is pertinent to the account(s) that your client is looking to open with us.